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Reference table

The controls matrix

Maps each financial control to the risk it addresses and the Vault mechanism that enforces it, so the finance head can trace coverage.

Every financial control in Pensieve maps to a risk it addresses and a mechanism inside Vault that enforces it. This page sets the three side by side, so the finance head can trace coverage from a named risk to the control that answers it.

How to read the matrix

Start from a risk in the middle column. Read left to the control that addresses it, and right to the mechanism Vault enforces at the moment the money moves.

The control set

Each row names one control, the risk it holds down, and how Vault enforces it. The mechanism is stated as a mechanism, testable against the record.

ControlRisk it addressesHow Vault enforces it
A posted charge stays fixedA bill line is altered after the factVault holds the posted charge as written and records any correction as a new entry.
Effective datingA later price change rewrites an earlier chargeEach charge captures the price in force on its service date.
A charge traces to an eventA charge appears without an order behind itEvery charge carries the order that produced it.
Gap-free numberingAn invoice or receipt number goes missing or repeatsInvoice, receipt and deposit numbers are issued in an unbroken sequence.
Held pricing conflictsA charge with an unresolved pricing conflict reaches a billA held charge rests off every finalised invoice until it clears or is consciously accepted.
Price-ceiling holdA price-controlled item is billed above its ceilingAn over-ceiling charge is held off any finalised invoice while the order proceeds.
Second signatureOne person moves money without reviewDefined actions wait on an approval from a second person.
Deposit as advanceAn advance is booked as revenue before it is earnedA deposit is held as a liability until it is drawn against a bill.
Credit limitAn account runs past its agreed limitA charge past the limit raises an alert, and a draw past it waits on approval.
Discharge finance clearanceA patient leaves with an unsettled accountDischarge waits on a settled or arranged account.
Period lockA closed accounting period is editedA correction to a locked period posts to the current open period with a back-reference.
Balanced ledgerThe books fall out of balanceEvery posting records equal debit and credit.
The financial audit trailA change goes unrecordedEvery posting, correction and approval writes an entry in the same step.

The money chain

Vault runs one ordered path for money, and the controls sit along it. A charge becomes real when a chargeable order is placed, and it becomes fixed once it is posted. Each later stage settles what the charge began.

Figure 1.Diagram showing the ordered money path from a raised charge through invoice, payment, insurance claim, ledger posting and discharge clearance.

Where the evidence sits

Each control leaves its evidence in the financial audit trail. Every posting, correction and approval writes an entry in the same step as the change, so a committed change carries its record. The trail reconciles to the ledger, where each posting lands as a balanced entry.

Controls run alongside care

Clinical orders proceed. A held or over-ceiling charge rests off the finalised bill while the order runs its course, so a pricing question holds a bill line rather than a patient.

Common questions

Where is a control's evidence?

The financial audit trail records each posting, correction and approval, and ties each money movement to a balanced ledger entry.

Does a control ever hold a charge off a bill?

A held or over-ceiling charge rests off any finalised invoice until it clears or is consciously accepted, so the sealed bill carries only charges that stand.

Which control keeps a charge from being edited?

A posted charge stays fixed. Vault holds it as written and records any correction as a new credit note or adjustment.

Read how Vault holds a posted charge fixed in a charge stays fixed.